Nex Systems
Type not stated

CRAIG SIMMONS SR.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/11/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE WAIVER AND CONSENT NO. 2013038658502 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Craig Simmons, Sr. (CRD No. 1727359), Respondent Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Craig Simmons, Sr., submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submiited on

    Reference 2013038658502data-portal.finra.orgfinra.org

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