Nex Systems
Type not stated

CRAIG VINCENT MINEART

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/11/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. C040500_17 To: Department of Enforcement NASD Re: Berthel, Fisher & Company Financial Services, Inc. Member (CRD No. 13609) and Craig Vincent Mineart Registered Equities Trader, General Securities Principal, and Options Principal (CRD No. 2642191) Pursuant to NASD Procedural Rule 9216, Berthel, Fisher & Company Financial Services, Inc. (Berthel Fisher) and Craig Vincent Mineart (Mineart) (collectively referred to as Respondents) submit this Letter of

    Reference C04050017finra.orgdata-portal.finra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.