Nex Systems
Type not stated

CREDICORP SECURITIES INC.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/27/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011025675601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Credicorp Securities, Inc., Respondent Member CRD No. 122199 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Credicorp Securities, Inc. submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the

    Reference 2011025675601data-portal.finra.orgfinra.org

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