Nex Systems
Type not stated

Crews and Associates Inc.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/18/2007: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20050001121-02 TO: Department of Market Regulation Financial Industry Regulatory Authority ("FINRA") RE: Crews & Associates, Inc., Respondent Broker-Dealer CRD No. 8052 Pursuant to NASD Rule 9216 of the FINRA Code of Procedure, Crews & Associates, Inc. (the "firm") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This

    Reference 2005000112102data-portal.finra.orgfinra.org

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