Crowell Weedon & Co., now known as Crowell Weedon, a division of D.A. Davidson & Co.
Regulator actionUnited States. Named in 2 sanctions listings.
Sanctions and listings2
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/24/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013037610301 TO: Department of Enforcement Financial Industry Regulatory Authority (''FINRA") RE: Crowell, Weedon & Co., now known as Crowell Weedon, a Division of D.A. Davidson & Co., Respondent Former Member CRD No. 193 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Crowell, Weedon, a Division of D.A. Davidson, on behalf of Crowell Weedon & Co. (collectively referred to as "Crowell,"
Reference 2013037610301data-portal.finra.orgfinra.org
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/06/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012030559801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Crowell Weedon & Co., now known as Crowell Weedon, a Division of D.A. Davidson & Co., Respondent Former Member CRD No. 193 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement
Reference 2012030559801finra.orgdata-portal.finra.org
Other names1
Also known as1
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