Nex Systems
Type not stated

CROWN FINANCIAL GROUP INC.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/07/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT CLG050102 TO: Department of Market Regulation NASD RE: Crown Financial Group, Inc., Respondent Broker-Dealer CRD NO. 540 Pursuant to Rule 9216 of NASD Code of Procedure, Crown Financial Group, Inc., f/k/a M.H. Meyerson & Co., Inc. ("MHMY" or the "firm") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the

    Reference CLG050102data-portal.finra.orgfinra.org

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