Nex Systems
Type not stated

CRUCIBLE CAPITAL GROUP INC.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/30/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. CRUCIBLE CAPITAL GROUP, INC. (BD No. 133542), CHARLES J. MOORE (CRD No. 4525896) Respondents. Disciplinary Proceeding No. 2010020949901 Hearing Officer - MAD ORDER ACCEPTING OFFER OF SETTLEMENT Date: April 30, 2013 INTRODUCTION Disciplinary Proceeding No. 2010020949901 was filed on March 21, 2013, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA)

    Reference 2010020949901data-portal.finra.orgfinra.org

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