Nex Systems
Type not stated

Cullum and Burks Securities Inc.

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/30/2006: NASD REGULATION, INC. LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. E062004019101 TO: Department of Enforcement NASD Regulation, Inc. RE: Cullum & Burks Securities, Inc. Member Firm CRD No. 46600 Pursuant to Rule 9216 of the National Association of Securities Dealers, Inc. ("NASD") Code of Procedure, Cullum & Burks Securities, Inc., and ^^^^ ("Respondents") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations

    Reference E062004019101data-portal.finra.orgfinra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.