Nex Systems
Type not stated

CURTIS PURINGTON

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/10/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20100239765 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Curtis Purington, Respondent General Securities Representative CRD No. 1063438 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Curtis Purington ("Purington"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a

    Reference 2010023976501data-portal.finra.orgfinra.org

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