Nex Systems
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Curtis R. Shinn

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/10/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2019062818301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Curtis R. Shinn (Respondent) General Securities Representative and Investment Company and Variable Contracts Products Representative CRD No. 731973 Pursuant to FINRA Rule 9216, Respondent Curtis R. Shinn submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2019062818301finra.orgdata-portal.finra.org

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