CYBERTRADER INC.

Regulator action

United States. Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/15/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT 20042000267-01 TO: Market Regulation Department NASD RE: CyberTrader, Inc., Respondent Broker Dealer CRD Number 44523 Pursuant to Rule 9216 of NASD Code of Procedure, CyberTrader, Inc. ("CYBR" or "the firm") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted, NASD will not bring any future
Reference 2004200026701data-portal.finra.org finra.org
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/24/2007: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20060039414-01 TO: Department of Market Regulation Financial Industry Regulatory Authority ("FINRA"), CyberTrader, Inc, Respondent NASD Rule 9216 of FINRA Code of Procedure, CyberTrader, Inc (the "firm") Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a of the alleged rule violations described befow. This AWC is submitted
Reference 2006003941401data-portal.finra.org finra.org

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