CYNTHIA JAN REINBOLD
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/05/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015044649301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Cynthia Jan Reinbold, Respondent CRD No. 1038378 Persuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Cynthia Jan Reinbold ("Reinbold" or "Respondent") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule
Reference 2015044649301data-portal.finra.orgfinra.org
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