Nex Systems
Type not stated

CYNTHIA L. DAVENPORT

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/05/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2007007333001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Fifth Third Securities, Inc. (CRD No. 628) and Cynthia L. Davenport Registered Principal (CRD No. 2484400) Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, we, Fifth Third Securities, Inc. and Cynthia L. Davenport (collectively referred to as "Respondents") submit this Letter of Acceptance, Waiver and Consent ("AWC")

    Reference 2007007333001data-portal.finra.orgfinra.org

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