Nex Systems
Type not stated

D.E. WINE INVESTMENTS INC.

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/30/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. E062005005901 TO: Department of Enforcement NASD RE: D.E. Wine Investments, Inc. CRD No. 21188 Robert Anthony Yrshus General Securities Principal CRD No. 858876 Pursuant to Rule 9216 of NASD Code of Procedure, D.E. Wine Investments, Inc., and Robert Yrshus (hereinafter referred to as "Wine," and "Yrshus," respectively or "Respondents," collectively) submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a

    Reference E062005005901data-portal.finra.orgfinra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.