Nex Systems
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Dalila Costa-Leroy

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/31/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20160498644 01 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Dalila Costa-Leroy, Respondent General Securities Representative CRD No. 2544837 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Dalila Costa-Leroy ("Costa Leroy" or "Respondent") submit this Letter of Acceptance, Waiver and Consent (''AWC") for the purpose of proposing a settlement of the alleged rule

    Reference 2016049864401data-portal.finra.orgfinra.org

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