Nex Systems
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Damani A. Barham

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/12/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017053148502 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Damani A. Barham, Respondent Former General Securities Representative CRD No. 6270752 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing

    Reference 2017053148502data-portal.finra.orgfinra.org

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