DAMON C. TIMBERLAKE
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/05/2007: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. __________ DISTRICT 9 NEW JERSEY TO: Department of Enforcement NASD 2006006133501 RE: Damon C. Timberlake, Respondent Limited Representative Investment Company and Variable Contracts Products CRD No. 5190462 Pursuant to Rule 9216 of the NASD Code of Procedure, Damon C. Timberlake (Timberlake) submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described in Part II below.
Reference 2006006133501data-portal.finra.orgfinra.org
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