Nex Systems
Type not stated

DAMON D. TESTAVERDE

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/11/2007: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. EAF0400940001 TO: Department of Enforcement NASD RE: Network 1 Financial Securities, Inc., CRD No. 13577, Respondent Damon D. Testaverde, CRD No. 444453, Respondent Richard W. Hunt, CRD No.830574, Respondent Pursuant to Rule 9216 of NASD Code of Procedure, Respondents Network 1 Financial Securities, Inc. ("Network"), Damon D. Testaverde, and Richard W. Hunt (collectively, "Respondents") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the

    Reference EAF0400940001data-portal.finra.orgfinra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.