Nex Systems
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DANIEL BRYAN JR.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/30/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011027275501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Daniel Bryan Jr., Respondent CRD No. 3263433 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Daniel Bryan Jr. ("Bryan" or "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the

    Reference 2011027275501data-portal.finra.orgfinra.org

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