Nex Systems
Type not stated

DANIEL GAMBINO

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/30/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013037423801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Daniel Gambino (CRD No. 2482754) Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Daniel Gambino ("Gambino" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2013037423801data-portal.finra.orgfinra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.