Nex Systems
Type not stated

DANIEL GRIECO

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/21/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013035076201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Daniel Grieco, Respondent General Securities Representative CRD No. 1222747 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations

    Reference 2013035076201data-portal.finra.orgfinra.org

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