Nex Systems
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DANIEL HUGHES

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/13/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT N0. 2008012817301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Daniel Hughes. Respondent General Securities Representative CRD No. 4156384 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Daniel Hughes ("Respondent" or "Hughes"), submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a

    Reference 2008012817301data-portal.finra.orgfinra.org

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