Nex Systems
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DANIEL J. HUSHEK III

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/14/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013035817702 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Daniel J. Hushek III, Respondent ("Hushek") General Securities Principal CRD No. 4250117 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC

    Reference 2013035817702data-portal.finra.orgfinra.org

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