Nex Systems
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DANIEL JOHN BERKA

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/24/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2008015211701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Daniel John Berka, Respondent Registered Representative CRD No. 2893796 Pursuant to FINRA Rule 9216 of the FINRA Code of Procedure, Daniel John Berka ("Respondent" or "Berka") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of

    Reference 2008015211701data-portal.finra.orgfinra.org

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