Daniel K. Kittner
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/04/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017056550601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Daniel K. Kittner ("Kittner" or "Respondent") Former Registered Representative CRD No. 4377296 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule
Reference 2017056550601finra.orgdata-portal.finra.org
Other names1
Also known as1
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