Nex Systems
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DANIEL KAMINSKI

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/04/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014042197501 TO: Department of Enforcement Financial Industry, Regulatory Authority ("FINRA") RE: Daniel Kaminski, (CRD No. 5794432) General Securities Representative Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Daniel Kaminski ("Kaminski" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule

    Reference 2014042197501finra.orgdata-portal.finra.org

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