Nex Systems
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DANIEL LIANG

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/31/2016: FINANCIAL ?NDUSTI?Y REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014043578901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINR.A") RE: Daniel Liang, Respondent Former Registered Representative CRD No 3162355 Pursuant to FINRA Rule 9216 ofFINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose ofproposing a settlement ofthe alleged rule violations described below. This AWC is submitted on the condi

    Reference 2014043578901data-portal.finra.orgfinra.org

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