Nex Systems
Type not stated

DANIEL MICALETTI JR.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/13/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT 2005001181101 TO: Department of Enforcement NASD RE: Daniel Micaletti, Jr. Respondent CRD No. 2895242 Pursuant to Rule 9216 of NASD Code of Procedure, Daniel Micaletti, Jr. ("Micaletti") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accept

    Reference 2005001181101data-portal.finra.orgfinra.org

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