Nex Systems
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DANIEL R. ASNER

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/01/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010023880001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Daniel R. Asner, Respondent CRD No. 2566336 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Daniel R. Asner (Respondent) submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule

    Reference 2010023880001data-portal.finra.orgfinra.org

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