Nex Systems
Type not stated

DANIEL SCOTT SHEEDY

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/20/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant v. Daniel Scott Sheedy (CRD No. 2126369) Respondent DISCIPLINARY PROCEEDING No.2008015180901 HEARING OFFICER: LBB ORDER ACCEPTING OFFER OF SETTLEMENT Date: April 20, 2011 INTRODUCTION Disciplinary Proceeding No. 2008015180901 was filed on July 30, 2010, by the Department of Enforcement of the Financial Industry Regulatory

    Reference 2008015180901data-portal.finra.orgfinra.org

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