Nex Systems
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DANIEL SIMON PIKULA

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/27/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011029763601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Daniel Simon Pikula (CRD No. 2563165), Respondent Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Daniel Simon Pikula ("Pikula" or "Respondent") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule

    Reference 2011029763601data-portal.finra.orgfinra.org

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