Nex Systems
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Daniel Staudacher

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/12/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016048603001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Daniel Staudacher, Respondent General Securities Representative CRD No. 2878221 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Daniel Staudacher ("Staudacher" or "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule

    Reference 2016048603001data-portal.finra.orgfinra.org

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