Nex Systems
Type not stated

DANIEL TERRY FISCHER

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/19/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015048283901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Daniel Terry Fischer, Respondent CRD No. 2796625 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Daniel Terry Fischer, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that if

    Reference 2015048283901data-portal.finra.orgfinra.org

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