Nex Systems
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DANIEL WAYNE HAGLIN

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/07/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010023597601 To: Department of Enforcement FINRA Re: Daniel Wayne Haglin General Securities Representative, Investment Company and Variable Contracts Products Representative and Direct Participation Program Representative CRD No. 1198481 Pursuant to FINRA Rule 9216 of FINRA Code of Procedure, I, Daniel Wayne Haglin, submit this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement

    Reference 2010023597601finra.orgdata-portal.finra.org

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