Nex Systems
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Daniel Weimer

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/23/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019064527101 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Daniel Weimer (Respondent) General Securities Principal, General Securities Representative, and Investment Company and Variable Contracts Products Representative CRD No. 1859854 Pursuant to FINRA Rule 9216, Respondent Daniel Weimer submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2019064527101data-portal.finra.orgfinra.org

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