Nex Systems
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DANIEL WIDMER

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/23/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20090166983 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Daniel Widmer CRD No, 1304553 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if accepted FINRA will not bring any future

    Reference 2009016698302data-portal.finra.orgfinra.org

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