Nex Systems
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DANNY RAY WOOSLEY

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/18/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2006005445003 TO: Department of Enforcement Financial Industry Regulatory Authority RE: Danny Ray Woosley Investment Company and Variable Contracts Products Representative Pursuant to NASD Rule 9216 of FINRA Code of Procedure, I, Danny Ray Woosley (Woosley) submit this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is

    Reference 2006005445003data-portal.finra.orgfinra.org

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