DANTE T. DEMIRO
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/12/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20080124987 To: Department of Enforcement FINRA Re: Dante T. DeMira General Securities Representative and General Securities Principal (CRD No. 2674582) Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Date T. DeMiro, submit this Letter of Acceptance, Waiver and Consent
Reference 2008012498701data-portal.finra.orgfinra.org
This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.