Type not stated

DANTE T. DEMIRO

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/12/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20080124987 To: Department of Enforcement FINRA Re: Dante T. DeMira General Securities Representative and General Securities Principal (CRD No. 2674582) Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Date T. DeMiro, submit this Letter of Acceptance, Waiver and Consent

    Reference 2008012498701data-portal.finra.orgfinra.org

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