Nex Systems
Type not stated

DARREL L. TROST

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/31/2007: FINRA OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, COMPLAINANT, v. L. DOERR (CRD No. 1282618), DAVID M. CORN (CRD No. 1732548), AND DARREL L. TROST (CRD No. 855013), RESPONDENTS. DISCIPLINARY PROCEEDING No. EAF0401050001 JEFFREY HEARING OFFICER: ANDREW H. PERKINS ORDER ACCEPTING OFFER OF SETTLEMENT Date: December 31, 2007 INTRODUCTION Disciplinary Proceeding No. EAF0401050001 was filed on February 15, 2007, by the Department of Enforcement of the Financial Industry Regulatory Authority ("FINRA")

    Reference EAF0401050001finra.orgdata-portal.finra.org

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