Nex Systems
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DARREN K. LEE

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/23/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20080164500-01 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Darren K. Lee, Respondent Associated Person CRD No. 5622342 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of

    Reference 2008016450001data-portal.finra.orgfinra.org

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