Nex Systems
Type not stated

DAVID ALAN KOSSAK

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/02/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2008014690901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: David Alan Kossak, Respondent Investment Company and Variable Contracts Products Representative CRD No. 1137212 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a

    Reference 2008014690901finra.orgdata-portal.finra.org

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