Nex Systems
Type not stated

DAVID ALBERT UROVSKY

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/18/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011028731401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: David Albert Urovsky (CRD No. 1806732), General Securities Representative, Respondent Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, David Albert Urovsky ("Urovsky" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule

    Reference 2011028731401data-portal.finra.orgfinra.org

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