Nex Systems
Type not stated

DAVID BRUCE DRUCKER

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/15/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014040981501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: David Bruce Drucker, Respondent Registered Representative CRD No. 1425062 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Respondent David Bruce Drucker ("Drucker" or "Respondent") submit this Letter of Acceptance, Waiver and Consent (''AWC") for the purpose of proposing a settlement of the alleged rule

    Reference 2014040981501data-portal.finra.orgfinra.org

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