Nex Systems
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DAVID DEMARTINO

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/03/2007: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2007009521201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: David DeMartino, Respondent Registered Representative CRD No.4547962 Pursuant to Rule 9216 of FINRA Code of Procedure, David DeMartino ("DeMartino" or "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is

    Reference 2007009521201finra.orgdata-portal.finra.org

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