Nex Systems
Type not stated

DAVID DICENSO

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/30/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Market Regulation Complainant, v. Electronic Transaction Clearing, Inc. (CRD No. 146122), Kevin Murphy (CRD No. 1645347), and David DiCenso (CRD No. 1538474), Respondents. Disciplinary Proceeding No. 20100254756-01 COMPLAINT The Department of Market Regulation alleges: Summary 1. This matter involves systemic supervisory violations committed by executing and clearing broker-dealer Electronic Transaction Clearing

    Reference 2010025475601data-portal.finra.orgfinra.org

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