Nex Systems
Type not stated

DAVID E. LIVINGSTON

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/31/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011026821301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: David E. Livingston, Respondent General Securities Representative and Investment Company and Variable Contracts Products Representative [CRD No. 2035043] Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, David E. Livingston, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a

    Reference 2011026821301data-portal.finra.orgfinra.org

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