Nex Systems
Type not stated

DAVID FERST

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/05/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. E8A2004075201 TO: Department of Enforcement NASD RE: David Ferst, Respondent Registered Representative (CRD No. 206921) Pursuant to Rule 9216 of NASD Code of Procedure, I, David Ferst, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that,

    Reference E8A2004075201data-portal.finra.orgfinra.org

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