Nex Systems
Type not stated

DAVID JAMES LOWNIK

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/09/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009018275501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: David James Lownik Registered Representative (CRD No. 2039938) Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, David James Lownik, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged

    Reference 2009018275501data-portal.finra.orgfinra.org

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