Nex Systems
Type not stated

DAVID JEFFREY ROBIN

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/22/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014042573201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: David Jeffrey Robin, Respondent Associated Person CRD No. 856656 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted

    Reference 2014042573201data-portal.finra.orgfinra.org

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