Nex Systems
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David John Strnad

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/31/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016051569601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: David John Strnad, Respondent CRD No. 1982721 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent David John Strnad submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2016051569601data-portal.finra.orgfinra.org

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